CIRO
Canadian Investment Regulatory Organization
CIRO is Canada's national self-regulatory organization for investment dealers and mutual fund dealers. It oversees market conduct, proficiency, and compliance.
CIRO was formed through the consolidation of previous Canadian SROs. It operates under oversight from Canadian securities regulators and plays a role similar to FINRA. Official site: CIRO.
Related Terms
SEC
Securities and Exchange Commission
SEC is the U.S. federal agency responsible for enforcing securities laws, regulating securities mark...
FINRA
Financial Industry Regulatory Authority
FINRA is a private, self-regulatory organization that oversees broker-dealers and their registered r...
CAD
Canadian Dollar
CAD is the official currency of Canada. It's the fifth most held reserve currency in the world and i...
CFTC
Commodity Futures Trading Commission
CFTC is an independent U.S. federal agency that regulates the derivatives markets, including futures...
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